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Information on annuity sales - July 2023
FCA provides information on information on annuity sales. -
Notice of Decision 2023: Ventam Systems Ltd [pdf]
This Notice of Decision (Ventam Systems Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2023: Mach 1 Sales Ltd [pdf]
This final notice (Mach 1 Sales Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11). Adequate information was not provided in a timely manner despite several attempts to obtain a response. We -
Notice of Decision 2023: Sqoan Financials Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: London Residentials Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Ocean Capital Credit Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information note: Optional object for Credit Unions [pdf]
This information note provides example wording for credit unions in Great Britain who want to amend their rules to include the optional object. -
Information on client money and assets reporting (CMAR) - July 2023
FCA provides information on client money and assets reporting (CMAR). -
Market cleanliness statistics 2022/23
The FCA publishes the Market Cleanliness (MC) Statistic for takeover announcements in the UK equity markets in 2022/23. -
FCA pay gap data 2023
The FCA pay gap data for 2023 covers the reporting period 1 April 2022 to 31 March 2023.