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Decision Notice 2023: CJ Kelly Associates [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services [pdf]
Summary of the feedback received to our DP on Potential Competition Impacts of Big Tech entry and Expansion in Retail Financial Services and our response. -
Final Notice 2023: Houghton Motor Group Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation. -
FCA Welsh Language Scheme February 2023 [pdf]
Prepared in accordance with the Welsh Language Act 1993 -
Our Rule Review Framework
The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice. -
Cynllun Iaith Gymraeg yr Awdurdod Ymddydiad Ariannol Chwefror 2023 [pdf]
Paratowyd yn unol â Deddf yr Iaith Gymraeg 1993 -
FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services
We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors -
Notice of Decision 2023: Lemar Associates Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
Notice of Decision 2023: Puro Financing Limited [pdf]
Conduct: Failing to carry on regulated activities Breaches: N/A Subject: Firm Outcome: Cancellation Section: Consumer Credit