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Final Notice 2023: Denis Lee Morgan [pdf]
This Final Notice refers to breaches of FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a prohibition and withdrawal of approvals. -
Retail Investments Product Sales Data (PSD) Tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2022. -
Mortgages Product Sales Data (PSD) quarterly tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2022. -
Final Notice 2023: Giovanni Automobili ltd [pdf]
Final notice issued against Giovanni Automobili ltd. -
Mortgages Product Sales Data (PSD) monthly tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us. These tables are for 2022. -
Consumer Duty firm survey results Spring 2023 [pdf]
Ipsos UK undertook this research for the FCA. The FCA wanted to understand what progress firms have made in preparing for the Consumer Duty and what support they need to complete their preparations. -
Information on fines data - June 2023
FCA provides information on fines data -June 2023. -
Product Sales Data Pure Protection Contracts Tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. -
Inside FCA Podcast transcript: Interview with Ed Smith on Consumer Duty outcomes monitoring [pdf]
Inside FCA Podcast: Interview with Ed Smith on Consumer Duty outcomes monitoring -
Decision Notice 2023: Bangor Tyre Service Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.