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Information crypto asset scams - June 2023
FCA provides information on crypto asset scams -June 2023. -
Final Notice 2023: Mark Antony Abley [pdf]
This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition. -
Joint Regulatory Oversight Committee: Principles for commercial frameworks for premium APIs [pdf]
The principles set out in this paper will ensure that charges and fees paid by third party providers to banks and other payment providers are fair and proportionate. -
Information on bridging loans - June 2023
FCA provides information on bridging loans. -
Memorandum of Understanding between the Serious Fraud Office and the FCA [pdf]
The FCA and the Serious Fraud Office often need to work together in relation to new investigations, intelligence developments, investigations and prosecutions, on matters of common legal or policy interest. -
Notice of Decision 2023: R5FXL Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Vote Reporting: A consultation and discussion paper from the Vote Reporting Group [pdf]
The aim of the consultation is to build industry consensus on a voluntary vote reporting template for asset managers in the UK. -
Information on residential house purchases - June 2023
FCA provides information on residential house purchases -June 2023. -
Notice of Decision 2023: Renewables Supermarket Limited [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Hycroft LLP [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.