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  1. Sheree Howard, diary engagements, January – March 2023 [pdf]

    FOI releases

    Published: 11/05/2023

    Last modified: 24/07/2023

    External meetings (excludes meetings with regulated firms).

  2. Sheldon Mills, diary engagements, January – March 2023 [pdf]

    FOI releases

    Published: 11/05/2023

    External meetings (excludes meetings with regulated firms).

  3. Emily Shepperd, diary engagements, January – March 2023 [pdf]

    FOI releases

    Published: 11/05/2023

    External meetings (excludes meetings with regulated firms).

  4. Sarah Pritchard, diary engagements, January – March 2023 [pdf]

    FOI releases

    Published: 11/05/2023

    External meetings (excludes meetings with regulated firms).

  5. Stephen Braviner Roman, diary engagements, January – March 2023 [pdf]

    FOI releases

    Published: 11/05/2023

    External meetings (excludes meetings with regulated firms).

  6. Second Supervisory Notice: Symmetric Systems Limited [pdf]

    Supervisory notices

    Published: 10/05/2023

    For the reasons given in this Notice, the Authority has decided not to rescind the Requirements set out below at paragraph 1.3 which were imposed on Symmetric Systems Limited, trading as Bank-Smart, and notified to it in the First Supervisory Notice

  7. Consumer Duty: Findings from our review of fair value frameworks

    Good and poor practice

    Published: 10/05/2023

    Last modified: 03/12/2025

    Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

  8. Decision Notice 2023: Vladimir Bolelyy [pdf]

    Decision notices

    Published: 05/05/2023

    This Decision Notice (Vladimir Bolelyy) refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £14,200 and prohibition should be imposed.

  9. Decision Notice 2023: Edmund Lloyd Rowland [pdf]

    Decision notices

    Published: 05/05/2023

    This Decision (Edmund Lloyd Rowland) Notice refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £352,000 and prohibition should be imposed.

  10. Decision Notice 2023: David Edward Weller [pdf]

    Decision notices

    Published: 05/05/2023

    This Decision Notice (David Edward Weller) refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £54,000 and prohibition should be imposed.
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