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CFRF Guide 2023: Scenario anlaysis: Guide for Asset Managers [pdf]
CFRF Scenario Analysis – Asset Management Guide -
CFRF Scenario Analysis: Learning from the 2021/22 Climate Biennial Exploratory Scenario (CBES) [pdf]
Learning from the 2021/22 climate biennial exploratory scenario (CBES) -
FCA’s response to the Complaints Commissioner's report 202201624 [pdf]
FCA’s response to the Complaints Commissioner's report -
FCA Authorisations operating service metrics - March 2023 [pdf]
This update covers the FCA's progress on service standards for authorisations case work, outlining any areas where it is not meeting its statutory and voluntary timelines for authorisations. -
Information on asset management firms - March 2023
FCA provides information on asset management firms - March 2023 -
Information on sanctions breaches - March 2023
FCA provides information on sanctions breaches - March 2023. -
Primary Market Bulletin 44
This edition of the FCA’s Primary Market Bulletin covers board diversity, the requirement for a prospectus where securities are issued pursuant to a scheme of arrangement, primary information providers and MAR Article 17. -
Dear CEO letter: ESG Benchmarks Review [pdf]
FCA sets out assessment of the risks observed and the issues identified based on its preliminary review. -
Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]
The measure prohibits the sale, marketing, and distribution of derivatives and exchange-traded notes (ETNs) that reference particular types of unregulated, transferable cryptoassets to all retail clients by firms in or from the UK. -
Inside FCA Karen Croxson research interview hi version [mp3]