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Showing 5421 to 5430 of 18809 search results.

  1. Information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023

    FOI releases

    Published: 06/03/2023

    Last modified: 31/12/2024

    FCA provide information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023.

  2. CP23/6: Quarterly Consultation Paper No. 39 [pdf]

    Consultation papers

    Published: 03/03/2023

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  3. Memorandum of Understanding between the FCA and the Department for the Economy [pdf]

    Memorandums of understanding

    Published: 03/03/2023

    Memorandum of Understanding between the FCA and DfE

  4. Implementing the Consumer Duty in Credit Unions [pdf]

    Portfolio letters

    Published: 03/03/2023

    Consumer Duty letter for Credit Unions.

  5. Implementing the Consumer Duty in Credit Brokers [pdf]

    Portfolio letters

    Published: 03/03/2023

    Consumer Duty letter to credit brokers

  6. Implementing the Consumer Duty in Mortgage Intermediaries [pdf]

    Portfolio letters

    Published: 03/03/2023

    Consumer Duty letter to mortgage intermediaries

  7. Information on enforcement cases - March 2023

    FOI releases

    Published: 03/03/2023

    Last modified: 01/01/2025

    FCA provides information on enforcement cases - March 2023.

  8. Implementing the Consumer Duty in the Motor Finance Providers portfolio [pdf]

    Portfolio letters

    Published: 03/03/2023

    Consumer Duty letter for the Motor Finance Providers porfolio

  9. Implementing the Consumer Duty in the Retail Finance Providers portfolio [pdf]

    Portfolio letters

    Published: 03/03/2023

    Consumer Duty letter for the Retail Finance Providers portfolio

  10. CP23/6: Quarterly Consultation Paper No. 39

    Consultation papers

    Published: 03/03/2023

    Last modified: 06/03/2023

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.
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