Publications
Search results
Showing 5491 to 5500 of 18806 search results.
-
Decision Notice 2022: Saranac Partners Limited [pdf]
The Decision Notice refers to Thomas Kalaris failing to be open and co-operative by giving untrue and misleading evidence to the Authority in relation to two different investigations. The Authority is not satisfied as to his honesty and integrity. -
Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios [pdf]
Consumer Duty Letter – Asset Management, Custody & Fund Services and Alternatives -
Portfolio letter: Our Asset Management Supervision Strategy [pdf]
This letter outlines the harms to consumers or markets that we think are most likely to arise from asset managers' business models. -
Implementing the Consumer Duty in Life Insurance [pdf]
Consumer Duty letter – Life Insurance -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
Implementing the Consumer Duty in the Consumer Investments sector [pdf]
Consumer Duty letter – Consumer Investments -
Implementing the Consumer Duty in Credit Reference Agencies (CRAs) and Credit Information Service Providers (CISPs) [pdf]
Consumer Duty and portfolio letter -
Implementing the Consumer Duty in the Mortgage Lenders and Administrators sector [pdf]
Consumer Duty letter – mortgage lenders and administrators -
Implementing the Consumer Duty in the Retail Banks and Building Societies sector [pdf]
Consumer Duty letter – Retail Banks and Building Societies -
User guide: How to reset your multi-factor authentication [pdf]
User guide on how to reset your multi-factor authentication user guide.