Publications

Showing 5591 to 5600 of 18809 search results.

5591. Cynllun iawndal i ddefnyddwyr ar gyfer cyngor anaddas i drosglwyddo allan o Gynllun Pensiwn British Steel [pdf]

      Policy statements

      Published: 22/12/2022

      Mae’r datganiad polisi hwn yn nodi rheolau terfynol ar gyfer cynllun iawndal i gyn-aelodau Cynllun Pensiwn British Steel (BSPS) a drosglwyddodd allan ohono ar ôl cael cyngor anaddas i wneud hynny.

5592. Final Notice 2022: Lyonnaise De Banque [pdf]

      Final notices

      Published: 21/12/2022

      This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.

5593. FCA Enterprise Act Annual Report 2021/22 [pdf]

      Corporate documents

      Published: 21/12/2022

      FCA Enterprise Act Annual Report 2021/22

5594. RPC-FCA-5228: Funeral plans regulation [pdf]

      Corporate documents

      Published: 21/12/2022

      RPC-FCA-5228: Funeral plans regulation.

5595. First Supervisory Notice 2022: Pello Capital Limited [pdf]

      Supervisory notices

      Published: 21/12/2022

      Last modified: 23/12/2022

      This First Supervisory Notice refers to breaches of Prin 3, 4 and 11 related to failing demonstrate that Pello Capital Limited has adequate and appropriate systems and controls to effectively manage risks. Failing to maintain adequate financial

5596. Enhancing climate-related disclosures by standard listed companies [pdf]

      Corporate documents

      Published: 21/12/2022

      Enhancing climate-related disclosures by standard listed companies.

5597. Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers [pdf]

      Corporate documents

      Published: 21/12/2022

      Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers.

5598. Final Notice 2022: Bellamachina Ltd [pdf]

      Final notices

      Published: 20/12/2022

      Last modified: 01/03/2023

      This final notice refers to a failure to satisfy the suitability threshold condition (COND).

5599. Final Notice 2022: TSB Bank plc [pdf]

      Final notices

      Published: 20/12/2022

      This Final Notice refers to breaches of Prin 2 related to failing to exercise due skill, care and diligence and Prin 3 for not taking reasonable care in organising and controlling its affairs responsibly and effectively, with adequate risk

5600. Handbook Notice 105 [pdf]

      Handbook

      Published: 16/12/2022

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 November 2022, 9 December 2022 and 15 December 2022.