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Dear CEO letter: British Steel Pension Scheme: Consultation on a consumer redress scheme [pdf]
This letter is for firms who gave pension transfer advice to British Steel Pension Scheme members between 26 May 2016 to 29 March 2018 and sets out the actions we expect firms to take with immediate effect. This letter replaces the Dear CEO letter -
Final Notice 2022: Timothy Haywood [pdf]
The Final Notice refers to breaches of APER 2 and 7 related to the management of conflicts of interest in the asset management sector. We imposed a financial penalty. -
Final Notice 2022: GAM International Management Limited [pdf]
The Final Notice refers to breaches of PRIN 2 and 8 related to the management of conflicts of interest in the asset management sector. We imposed a financial penalty. -
FCA Board Minutes: 7 March 2022 [pdf]
Minutes of the FCA Board meeting held on 7 March 2022. -
FCA Board Minutes: 25 February 2022 [pdf]
FCA Board Minutes: 22 February 2022 -
FCA Board Minutes: 18 February 2022 [pdf]
Minutes of the FCA Board meeting held on 18 February 2022. -
Call for input: Synthetic data to support financial services innovation [pdf]
FCA Call for input: Synthetic data to support financial services innovation. -
Information on millionaire pensions - March 2022
The FCA answers multiple questions regarding £1 million and over pensions. -
FS23/1 - Feedback Statement on Synthetic Data Call for Input
We asked for your input on the challenges in accessing high quality data for innovation in financial services, including specific feedback on synthetic data. -
Final Notice 2022: Green Energy Together Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.