Publications

Showing 6471 to 6480 of 18814 search results.

6471. Data on whistleblowing disclosures received by the FCA - December 2021

      FOI releases

      Published: 22/12/2021

      Last modified: 25/10/2022

      The FCA responds to request for data regarding whistleblowing reports to the FCA.

6472. Dear CEO letter: British Steel Pension Scheme: Consideration of a consumer redress scheme [pdf]

      Correspondence

      Published: 22/12/2021

      For firms who gave pension transfer advice to British Steel Pension Scheme members between 1 March 2017 to 31 March 2018 (‘the relevant period’).

6473. Final notice 2021: A & A Windows Direct Limited [pdf]

      Final notices

      Published: 21/12/2021

      This Final Notice (A & A Windows Direct Limited) refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.

6474. FCA Board Minutes: 11 November 2021 [pdf]

      Meeting minutes

      Published: 21/12/2021

      Minutes of the FCA Board meeting held on 11 November 2021.

6475. Data on mortgage terms approved since June 2021 - December 2021

      FOI releases

      Published: 21/12/2021

      Last modified: 25/10/2022

      The FCA provides data on multiple questions regarding mortgages since June 2021.

6476. Primary Market Technical Note 801.2: Disclosures in relation to ESG matters, including climate change [pdf]

      Primary market

      Published: 20/12/2021

      Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation (MAR) and the Prospectus Regulation (PR) are subject to a range of disclosure

6477. FCA Enterprise Act Annual Report 2021 [pdf]

      Corporate documents

      Published: 20/12/2021

      Our Enterprise Act Annual Report 2021 provides transparency about what our regulation costs businesses.

6478. Information on transaction reporting - December 2021

      FOI releases

      Published: 20/12/2021

      Last modified: 25/10/2022

      The FCA answers multiple questions on transaction reporting.

6479. Impact Assessment: FG21/1: Guidance on the treatment of vulnerable customers [pdf]

      Impact assessments

      Published: 20/12/2021

      This impact assessment relates to FG21/1: Guidance on the treatment of vulnerable customers.

6480. Impact Assessment: PS21/19: Changes to the SCA-RTS and guidance in Payment Services and Electronic Money - Our Approach and the Perimeter Guidance Manual [pdf]

      Impact assessments

      Published: 20/12/2021

      This impact assessment relates to PS21/19: Changes to the SCA-RTS and guidance in Payment Services and Electronic Money - Our Approach and the Perimeter Guidance Manual