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Information on insurance intermediaries' authorisations - August 2021
The FCA provides information on the number of insurance intermediaries that were authorised between certain dates. -
Final Notice 2021: Express Vehicles Limited [pdf]
Final notice to Express Vehicles Limited for failing to be open and co-operative and a lack of appropriate non-financial resources. -
First Supervisory Notice 2021: BDSwiss Holding Plc [pdf]
The FCA has acted to stop Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors -
FOI8071 response [pdf]
FOI8071 response. -
FCA Board Minutes: 24 June 2021 [pdf]
FCA board minutes of 24 June 2021 meeting -
FCA Board Minutes: 21 June 2021 [pdf]
FCA Board minutes for 21 June 2021 meeting. -
Information on prosecutions for insider dealing - August 2021
The FCA provides information on the prosecutions for insider dealing from suspicious transaction and order reports (STORs) from 2017 to 2020. -
Transcript: Inside FCA Podcast interview with Nikhil Rathi 2021/22 Business Plan [pdf]
Read the Inside FCA podcast transcript interview with Nikhil Rathi on the 2021/22 Business Plan -
Dear Remuneration Committee Chair Letter: Level one firms subject to the Dual-Regulated firms Remuneration Code [pdf]
A letter to the remuneration committee to sent out our remuneration approach this year. -
FCA response to the Complaints Commissioner's Report: FCA00908 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00908