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Primary Market Technical Note 601.2: Public offers (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Final Notice 2021: Gedik International Ltd [pdf]
This final notice refers to a failure to satisfy the effective supervision and to appropriate resources threshold conditions (COND) in the wholesale brokerage sector. We refused the firm’s VOP application. -
Primary Market Bulletin 34
This edition of the FCA’s Primary Market Bulletin covers prospectus regulation. -
Primary Market Technical Note 604.1: Prospectus Regulation Advertisement regime (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Primary Market Technical Note 633.1: Pro forma financial information (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Primary Market Technical Note 320.1: Working capital statement - basis of preparationent (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. -
Primary Market Technical Note 602.3: Exemptions from the requirement to produce a prospectus (Amendment) [pdf]
Primary Market Technical Note 602.3: Exemptions from the requirement to produce a prospectus (Amendment) -
Primary Market Technical Note 904.3: Public offer prospectus - Drafting and approval (Amendment) [pdf]
Primary Market Technical Note 904.3: Public offer prospectus - Drafting and approval (Amendment) -
Primary Market Technical Note 321.1: Working capital statements and risk factors (Amendment) [pdf]
Primary Market Technical Note 3211: Working capital statements and risk factors (Amendment) -
Primary Market Technical Note 340.2 amendment: Profit forecasts and estimates [pdf]
Primary Market Technical Note 340.2 amendment: Profit forecasts and estimates