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Information on complaints received by the FCA under its Complaints Scheme - May 2021
The FCA answers questions related to complaints received by it under its Complaints Scheme. -
CP21/13: A new Consumer Duty [pdf]
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards consumers -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
FS21/9: Guidance for insolvency practitioners on how to approach regulated firms: Feedback on GC20/5 [pdf]
This feedback statement sets out our response to the feedback received in GC20/5 and the changes made to the guidance as a result. -
FG21/4: Guidance for insolvency practitioners on how to approach regulated firms [pdf]
This guidance provides our view of how an IP should ensure regulated firms meet their ongoing financial services regulatory obligations following appointment. -
Credit Broking Survey - Frequently Asked Questions [pdf]
Credit Broking Survey - Frequently Asked Questions. -
Information on companies authorised to broker loan agreements - May 2021
The FCA provides information on companies authorised to broker loan agreements. -
Information on FCA enforcement investigations into insider dealing - May 2021
The FCA answers questions related to its enforcement investigations into insider dealing. -
FG21/4: Guidance for insolvency practitioners on how to approach regulated firms
We are publishing non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms. -
Disclosure of meetings with Alexander Greensill [pdf]
Disclosure of meetings with Alexander Greensill