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Showing 7201 to 7210 of 18814 search results.

  1. Information on complaints received by the FCA under its Complaints Scheme - May 2021

    FOI releases

    Published: 17/05/2021

    Last modified: 25/10/2022

    The FCA answers questions related to complaints received by it under its Complaints Scheme.
  2. CP21/13: A new Consumer Duty [pdf]

    Consultation papers

    Published: 14/05/2021

    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards consumers
  3. CP21/13: A new Consumer Duty

    Consultation papers

    Published: 13/05/2021

    Last modified: 11/08/2023

    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers
  4. FS21/9: Guidance for insolvency practitioners on how to approach regulated firms: Feedback on GC20/5 [pdf]

    Feedback statements

    Published: 12/05/2021

    This feedback statement sets out our response to the feedback received in GC20/5 and the changes made to the guidance as a result.
  5. FG21/4: Guidance for insolvency practitioners on how to approach regulated firms [pdf]

    Finalised guidance

    Published: 12/05/2021

    This guidance provides our view of how an IP should ensure regulated firms meet their ongoing financial services regulatory obligations following appointment.
  6. Credit Broking Survey - Frequently Asked Questions [pdf]

    Corporate documents

    Published: 12/05/2021

    Credit Broking Survey - Frequently Asked Questions.
  7. Information on companies authorised to broker loan agreements - May 2021

    FOI releases

    Published: 12/05/2021

    Last modified: 25/10/2022

    The FCA provides information on companies authorised to broker loan agreements.
  8. Information on FCA enforcement investigations into insider dealing - May 2021

    FOI releases

    Published: 12/05/2021

    Last modified: 25/10/2022

    The FCA answers questions related to its enforcement investigations into insider dealing.
  9. FG21/4: Guidance for insolvency practitioners on how to approach regulated firms

    Finalised guidance

    Published: 12/05/2021

    Last modified: 28/04/2025

    We are publishing non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms.
  10. Disclosure of meetings with Alexander Greensill [pdf]

    FOI releases

    Published: 11/05/2021

    Disclosure of meetings with Alexander Greensill
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