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Amigo Loans Limited Proposed Scheme of Arrangement - update to FCA's position [pdf]
Amigo Loans Limited Proposed Scheme of Arrangement - update to FCA's position -
Meetings with Mr Alexander Greensill - May 2021
In response to several requests, the FCA can confirm its executive directors and or directors met representatives of Greensill on 3 occasions. -
Research Note: Capital market liquidity in the 2020 coronavirus crisis [pdf]
This paper examines how UK equity markets (exchange traded cash, ETF and derivative) and bond ETFs managed during the coronavirus pandemic. -
Research Note: Capital market liquidity in the 2020 coronavirus crisis
This paper looks at how UK equity markets and bond Exchange Traded Funds have coped during the coronavirus pandemic. -
First Supervisory Notice 2021: FXBFI Broker Financial Invest Ltd [pdf]
This First Supervisory Notice concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime. -
Pure protection contract data reported by Life Insurers - May 2021
The FCA responds to questions regarding pure protection contract data reported by Life Insurers. -
Underlying data for Montly PPI complaints before and during campaign - May 2021
The FCA provides the data for the numbers of PPI complaints from Jan 2017 to Aug 2019. -
FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds [pdf]
We consulted on whether property funds should be required to have notice periods before an investment can be redeemed. -
CP21/12: A new authorised fund regime for investing in long term assets [pdf]
This consultation paper sets out proposals for a new category of authorised open‑ended fund called the long‑term asset fund (LTAF). -
Regulatory Initiatives Grid - May 2021 Excel version [xlsx]
This Excel version of the grid is produced by the Financial Services Regulatory Initiatives Forum. It lists 128 initiatives, an increase on the 111 in the second edition published in September 2020.