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Regulatory Initiatives Grid - May 2021 [pdf]
This grid is produced by the Financial Services Regulatory Initiatives Forum. This third edition of the Grid contains 128 initiatives, an increase on the 111 in the second edition published in September 2020. -
Financial Services Regulatory Initiatives Forum - Minutes: April 2021 [pdf]
Financial Services Regulatory Initiatives Forum meeting minutes April 2021. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition and -
FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds
We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in. -
Final Notice 2021: Sapien Capital Limited [pdf]
This Final Notice (Sapien Capital Limited) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty. -
Final Notice 2021: East Anglia Cars Ltd [pdf]
This final notice East Anglia Cars Ltd refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation. -
Financial Lives survey: Appendix A to the full report – Product holdings Excel version [xlsx]
Appendix A in Excel provides detailed statistics on product holdings from the FCA's Financial Lives 2020 survey. It covers the proportion and number of UK adults who own one or more of over 100 financial products, or combinations of products. The -
Financial Lives 2020 survey: Crib Sheets [pdf]
The FCA have provided these crib sheets to help you navigate the Financial Lives 2020 survey. This condensed document acts as a quick reference guide to the topics covered within Financial Lives 2020 survey questionnaire but without all the detail. -
Financial Lives Survey 2020: Tracker data tables: Volume 4 - Assets [xlsx]
These are the weighted tracker data tables from the assets section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These tables contain both -
Financial Lives Survey 2020: Tracker data tables: Volume 7 - Mortgages [xlsx]
These are the weighted tracker data tables from the mortgages section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These tables contain -
Financial Lives Survey 2020: Tracker data tables: Volume 2 - Attitudes [xlsx]
These are the weighted tracker data tables from the attitudes section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These tables contain