Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 7291 to 7300 of 18814 search results.

  1. FCA response to Complaints Commissioner's report FCA00878 [pdf]

    Corporate documents

    Published: 21/04/2021

    FCA response to Complaints Commissioner's report FCA00878.

  2. CP21/8: FCA regulated fees and levies: rates proposals 2021/22 [pdf]

    Consultation papers

    Published: 20/04/2021

    We are consulting on FCA periodic fees rates for the next financial year (2021/22) and further FCA fees policy proposals.

  3. Progress of the FCA’s Transformation Programme [pdf]

    Correspondence

    Published: 20/04/2021

    Letter from Charles Randell to John Glen MP, Economic Secretary to the Treasury on progress of the FCA’s transformation programme.

  4. Final Notice 2021: Alsford Page & Gems Limited [pdf]

    Final notices

    Published: 20/04/2021

    This Final Notice refers to breaches of PRIN 3 and PRIN 6 related to Appointed representative sales of extended warranty insurance products in the General Insurance and Protection sector. We imposed a public censure.

  5. List of firms listed as members of the FSCS levy subgroups - April 2021

    FOI releases

    Published: 20/04/2021

    Last modified: 25/10/2022

    FCA provides a response regarding FSCS levy subgroups.

  6. MIFIDPRU application forms [pdf]

    Forms

    Published: 19/04/2021

    MIFIDPRU application forms

  7. Reporting forms for CP2 [pdf]

    Forms

    Published: 19/04/2021

    Reporting forms for CP2

  8. Reporting instructions for CP2 [pdf]

    Documents

    Published: 19/04/2021

    Reporting instructions for CP2

  9. CP21/7: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers

    Published: 19/04/2021

    We are seeking views on the second tranche of our proposed rules to introduce the Investment Firm Prudential Regime.

  10. MIFIDPRU notification forms [pdf]

    Forms

    Published: 19/04/2021

    MIFIDPRU notification forms
Did you find what you were looking for?