Publications
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Sponsors - Identifying and managing conflicts - Primary Market / TN / 701.5 [pdf]
Technical note -
The sponsor's role on working capital confirmations – Primary Market / TN / 704.5 [pdf]
Technical note -
Notice of Decision 2026: Your Mortgage Advice Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2026: Kings Car & Commercials Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability and appropriate resources threshold condition. We imposed a cancellation. -
Information on draft prospectuses- January 2026
FCa provides information on draft prospectuses -
Primary Market Bulletin 61
This Primary Market Bulletin covers updates to guidance, consultation on sponsor guidance, Official List helpdesk changes and the removal of a sponsor form. -
Information on aggregate data from REP-CRIM responses - January 2026
FCA provides information on aggregate data from REP-CRIM responses -
GC26/1: Primary Market Bulletin No. 61
We are consulting on the following changes we propose to make to the Knowledge Base. -
FG26/1: Primary Market Bulletin No. 61
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 61. -
Complex exchange traded products – good practice and areas for improvement
Findings from the FCA multi-firm review into the distribution of complex exchange traded products.