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Final Notice 2021: Alva Motors Limited [pdf]
This final notice Alva Motors Limited refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector -
Final Notice: Unique Plumbing & Heating LLP [pdf]
This final notice Unique Plumbing & Heating LLP refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and -
Nikhil Rathi's allowances and expenses: October 2020 - March 2021 [pdf]
Summary of allowances and expenses claimed by Nikhil Rathi, including hospitality given outside the FCA. -
Final Notice: Olurotimi Alonge (Trading as Fix Your Credit) [pdf]
This final notice Olurotimi Alonge (Trading as Fix Your Credit) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a -
Hospitality and Gifts Log: October to December 2020 [pdf]
Hospitality and Gifts Log: October to December 2020. -
Nikhil Rathi - Chief Executive Officer, External, Board & Executive Committee Meetings for 1 October - 31 December 2020 [pdf]
Nikhil Rathi - Chief Executive Officer, External, Board & Executive Committee Meetings for 1 October - 31 December 2020. -
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 October - 31 December 2020 [pdf]
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 October - 31 December 2020. -
Listing Authority Advisory Panel (LAAP) response to the Call for Evidence by Lord Hill’s Listings Review [pdf]
LAAP response to the Call for Evidence by Lord Hill’s Listings Review. This PDF has been amended to improve accessibility. -
Information on Temporary Permission Regime (TPR) - January 2021
The FCA responds multiple questions on the Temporary Permissions Regime. -
CP21/3: Changes to the SCA-RTS and to the guidance in ‘Payment Services and Electronic Money – Our Approach’ and the Perimeter Guidance Manual [pdf]
In this consultation paper (CP), we are also proposing changes to the AD to reflect the UK’s withdrawal from the European Union (EU) and the end of the transition period.