Publications
Search results
Showing 7841 to 7850 of 18820 search results.
-
FCA list of regulated markets [pdf]
List of third-country markets considered as equivalent to a UK regulated market under UK EMIR. -
Report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies – The FCA response [pdf]
FCA response to the report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies. -
Report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc – The FCA Response [pdf]
FCA response to the report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc. -
List of pension scheme arrangements exempted from the clearing obligation [pdf]
Pension Scheme Arrangements (PSAs) in the UK and EEA that are temporarily exempted from the clearing obligation under UK -
Information on the number of firms with cancelled permissions - December 2020
The FCA provides data on the firms that have had their permission cancelled by the FCA for the last 5 years as at 4 December 2020. -
PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V
This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance. -
FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration
We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code. -
FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)
This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff. -
Supervisory Statement on the Operation of the MiFID Markets Regime after the end of the EU withdrawal transition period [pdf]
This statement sets out how we will operate the pre- and post-trade transparency regime for the secondary trading of financial instruments after the transition period. -
Final Notice 2020: Barclays [pdf]
This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.