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Information on FCA’s investigations into transactions reports - December 2020
The FCA provides data on the FCA’s investigations into transactions reports. -
Handbook Notice 83 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the FCA Board under its legislative and other statutory powers on 7 December 2020 and 10 December 2020. -
Information on phising scams - December 2020
The FCA provides information about the total number of suspected phishing and scam emails, texts and voice calls reported to it over January to September 2020. -
Draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) [pdf]
In this document, we consult on draft guidance for policyholders, insurers and insurance intermediaries on how the presence of coronavirus in a particular area may be proved. -
Statistics provided on e-money providers - December 2020
FCA provides statistics on the e-money firms from 2015 to 2020. -
Information on data breaches reported to the FCA in 2020 - December 2020
The FCA provides information on data breaches reported to the FCA during 2019 and to date in 2020, broken down by month. -
Information about firms giving up permissions since the ban on contingent charging - December 2020
The FCA provides information about firms giving up their permissions as a whole or their DB permissions since the FCA decided to ban contingent charging in June 2020. -
PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini‑bonds) to retail investors [pdf]
The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors. -
Final Notice 2020: LJ Financial Planning Ltd [pdf]
This Final Notice refers to breaches of PRIN 8 and PRIN 9 related to conflicts of interest and failure to provide suitable advice in the Pensions sector. The FCA imposed a financial penalty. -
Final Notice 2020: Claims & Credit Hire Limited [pdf]
This FInal Notice for Claims & Credit Hire Limited (CCHL) has failed to respond to five separate requests for the provision of information considered by the Authority to be necessary to enable it to determine the Application.