Publications

Showing 7881 to 7890 of 18820 search results.

7881. Information on innovation hub collaboration statistics - December 2020

      FOI releases

      Published: 10/12/2020

      Last modified: 25/10/2022

      FCA provides information on the number of firms that the Innovation hub has worked with.

7882. Final Notice 2020: Shruti Patel aka Cindy Brad [pdf]

      Final notices

      Published: 09/12/2020

      Last modified: 09/12/2020

      This Final Notice refers to breaches of FIT by an unapproved mortgage advisor. We imposed a prohibition.

7883. Information provided on appointed representative application process - December 2020

      FOI releases

      Published: 09/12/2020

      Last modified: 25/10/2022

      FCA provides information on appointed representatives application process.

7884. Supplier Code of Conduct [pdf]

      Corporate documents

      Published: 08/12/2020

      Last modified: 01/12/2021

      The Supplier Code of Conduct requires suppliers to support the FCA and the PSR to deliver our Mission and Purpose respectively, in a manner consistent with each organisation’s values.

7885. Final Notice 2020: PPI Tax Rebate Ltd, formerly carrying on business as Tax Back PPI Ltd and Helpful Law Ltd [pdf]

      Final notices

      Published: 08/12/2020

      Last modified: 08/12/2020

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

7886. Commentary on Mortgage lending statistics - December 2020

      Data

      Published: 08/12/2020

      Last modified: 03/08/2026

      Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2020 Q3.

7887. GC20/5: Guidance for insolvency practitioners on how to approach regulated firms [pdf]

      Guidance consultations

      Published: 07/12/2020

      Last modified: 07/12/2020

      We are consulting on non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms.

7888. Information provided on mortgage sales - December 2020

      FOI releases

      Published: 07/12/2020

      Last modified: 25/10/2022

      FCA provides information on mortgage product sales from Jan 2019 to September 2020.

7889. Statistics on number of senior manager function holders - December 2020

      FOI releases

      Published: 07/12/2020

      Last modified: 25/10/2022

      FCA provides statistics on the number of senior management function holders from 2016 to 2020

7890. Statistics provided on number of staff advising on retail Investments - December 2020

      FOI releases

      Published: 07/12/2020

      Last modified: 25/10/2022

      FCA provides information on staff advising on retail investments as taken from retail intermediary market report 2019.