Publications

Showing 7921 to 7930 of 18820 search results.

7921. Final Notice 2020: Mark Ireland [pdf]

      Final notices

      Published: 26/11/2020

      Last modified: 26/11/2020

      This final notice refers to a failure to satisfy the Effective Supervision and Suitability Threshold Conditions (COND) in the consumer credit sector. We imposed a cancellation.

7922. Adroddiad a Chyfrifon Blynyddol 2019/20 [pdf]

      Annual reports

      Published: 26/11/2020

      Last modified: 26/11/2020

      Mae ein Hadroddiad Blynyddol ar gyfer 2019/20 yn rhoi cofnod o'r hyn y mae'r FCA wedi'i gyflawni yn ystod y flwyddyn ddiwethaf.

7923. Business interruption test case: Supreme Court appeal day 4 final transcript [pdf]

      Corporate documents

      Published: 26/11/2020

      Last modified: 26/11/2020

      This is the final transcript of day 4 of the Supreme Court appeal in the FCA's Business Interruption insurance test case.

7924. Business interruption test case: Supreme Court appeal day 3 final transcript [pdf]

      Corporate documents

      Published: 26/11/2020

      Last modified: 26/11/2020

      This is the final transcript of day 3 of the Supreme Court appeal in the FCA's Business Interruption insurance test case.

7925. Business interruption test case: Supreme Court appeal day 2 final transcript [pdf]

      Corporate documents

      Published: 26/11/2020

      Last modified: 26/11/2020

      This is the final transcript of day 2 of the Supreme Court appeal in the FCA's Business Interruption insurance test case.

7926. Business interruption test case: Supreme Court appeal day 1 final transcript [pdf]

      Corporate documents

      Published: 26/11/2020

      Last modified: 26/11/2020

      This is the final transcript of day 1 of the Supreme Court appeal in the FCA's Business Interruption insurance test case.

7927. Information on the currently active list of independent financial advisors - November 2020

      FOI releases

      Published: 26/11/2020

      Last modified: 25/10/2022

      FCA provides information on independent financial advisors, number of employees, client assets and other financial information.

7928. Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020

      FOI releases

      Published: 26/11/2020

      Last modified: 25/10/2022

      FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences.

7929. Information on number of prosecutions since January 2010 in relation to money laundering offences - November 2020

      FOI releases

      Published: 26/11/2020

      Last modified: 25/10/2022

      FCA provides information on number of prosecutions pursued and convictions obtained since January 2010 in relation to money laundering offences.

7930. Welcome to RegData: video transcript [pdf]

      Transcripts

      Published: 24/11/2020

      Last modified: 24/11/2020

      Transcript of video explaining how our new platform differs from Gabriel