Publications
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Inside FCA Podcast interview with Kate Tuckley [pdf]
Inside FCA Podcast interview with Kate Tuckley on the approach to Enforcement, and what it means for firms -
Annual Public Meeting 2020 transcript [pdf]
We held our Annual Public Meeting as a virtual event on Thursday 24 September 2020 -
Final Notice 2020: Auto Planet London Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: WestendFurnishings Boston Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Peterborough Trade Centre Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
CP20/20: Our Approach to International Firms [pdf]
A consultation on our proposed approach to international firms that provide or seek to provide financial services that require authorisation. -
RegData User Guide: Signing in [pdf]
A step-by-step guide on how to sign in to our regulatory reporting system RegData. -
FCA Explains: RegData signing in (video transcript) [pdf]
Transcript of our video on how to sign in to our regulatory reporting system RegData. -
FCA explains Regdata: Adding a user (video transcript) [pdf]
Transcript of our video on how to add a user in our regulatory reporting system RegData. -
FCA explains Regdata: Disabling a user (video transcript) [pdf]
Transcript of our video on how to disable a user in our regulatory reporting system RegData.