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Information about reports made to the FCA about sexual misconduct and sexual discrimination - July 2020
The FCA provides on information about reports made to the FCA about sexual misconduct and sexual discrimination -
The FCA’s response to the Complaints Commissioner’s Report: FCA00633 [pdf]
The FCA’s response to the Complaints Commissioner’s Report: FCA00633 -
The FCA’s response to the Complaints Commissioner’s Report: FCA00738 [pdf]
The FCA’s response to the Complaints Commissioner’s Report: FCA00738. -
CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England) [pdf]
CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England). -
Final Notice 2020: Inovtrix Ltd [pdf]
This final notice Inovtrix Ltd refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
CP20/10: Extending implementation deadlines for the Certification Regime and Conduct Rules [pdf]
FCA -
Business interruption insurance test case: agreed facts document 9 [pdf]
This agreed facts document (9) sets out factual background, agreed between the parties, against which the court can interpret policies in the trial of the business interruption insurance test case -
Business interruption insurance test case: Assumed Facts [pdf]
This Assumed Facts document (updated 17 July) sets out facts, agreed between the parties, which the court can assume in the context of interpreting policies in the trial of the business interruption insurance test case. -
Business interruption insurance test case: agreed facts document 8 [pdf]
This agreed facts document (8) sets out factual background, agreed between the parties, against which the court can interpret policies in the trial of the business interruption insurance test case -
Business interruption insurance test case: agreed facts document 4 [pdf]
This agreed facts document (4) sets out factual background, agreed between the parties, against which the court can interpret policies in the trial of the business interruption insurance test case.