Publications

Showing 9191 to 9200 of 18845 search results.

9191. PS19/29: Making transfers simpler - feedback to CP19/12 and final rules [pdf]

      Policy statements

      Published: 13/12/2019

      This Policy Statement (PS) summarises the feedback the FCA received on CP19/12 and sets out our final policy position, taking into account the feedback received.

9192. Final Notice 2019: Alonso Lopez [pdf]

      Final notices

      Published: 12/12/2019

      This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

9193. TechSprint review 2016 video transcript [pdf]

      Transcripts

      Published: 12/12/2019

      Transcript for video review of our TechSprints in April and November 2016

9194. Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]

      Forms

      Published: 10/12/2019

      Last modified: 06/11/2023

      This form is only for firms wanting to change the scope of their permission.

9195. Commentary on Mortgage lending statistics - December 2019

      Data

      Published: 10/12/2019

      Last modified: 03/08/2026

      Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2019 Q3.

9196. Santander UK plc: Senior Management Attestation [pdf]

      Regulated covered bonds

      Published: 09/12/2019

      Last modified: 16/01/2024

      Senior Management Attestation

9197. Supplement for firms selling home finance [doc]

      Forms

      Published: 09/12/2019

      Last modified: 06/11/2023

      Supplement for firms selling home finance

9198. Supplement for home finance providers [doc]

      Forms

      Published: 09/12/2019

      Last modified: 06/11/2023

      Application for Authorisation

9199. MiFID Checklist: Retail [docx]

      Forms

      Published: 09/12/2019

      Last modified: 13/12/2021

      Application for authorisation

9200. Information on Enforcement action against businesses accepting illegal deposits - January 2020

      FOI releases

      Published: 07/12/2019

      Last modified: 25/10/2022

      FCA provides information on enforcement action carried out against businesses accepting Illegal deposits.