Publications

Showing 9201 to 9210 of 18845 search results.

9201. Final Notice 2019: Wesley Mckeever [pdf]

      Final notices

      Published: 06/12/2019

      This final notice (Wesley Mckeever) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9202. CP19/33: Quarterly Consultation No 26 [pdf]

      Consultation papers

      Published: 06/12/2019

      The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 6 January 2020 for chapters 3, 7 and 8, and 6 February 2020 for chapters 2, 4, 5 and 6.

9203. Final Notice 2019: Prestige Vans Ltd [pdf]

      Final notices

      Published: 06/12/2019

      This final notice (Prestige Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9204. CP19/33: Quarterly Consultation Paper No 26

      Consultation papers

      Published: 06/12/2019

      Last modified: 17/04/2020

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook

9205. CP19/32: Building operational resilience: impact tolerances for important business services and feedback to DP18/4 [pdf]

      Consultation papers

      Published: 05/12/2019

      We are proposing changes to how firms approach their operational resilience.

9206. FCA Board minutes: 23 and 24 October 2019 [pdf]

      Meeting minutes

      Published: 05/12/2019

      Minutes from the FCA Board meeting on 23 and 24 October 2019.

9207. New data collection platform engagement video transcript [pdf]

      Transcripts

      Published: 05/12/2019

      We met firms to discuss feedback on Gabriel and improvements to new data collection platform

9208. New data collection platform engagement social media video transcript [pdf]

      Transcripts

      Published: 05/12/2019

      We met firms to discuss feedback on Gabriel and improvements to new data collection platform. Transcript for video shared on social media.

9209. The FCA’s response to the Complaints Commissioner’s Report - FCA000642 [pdf]

      Corporate documents

      Published: 03/12/2019

      The FCA’s response to the Complaints Commissioner’s Report FCA00642

9210. Video transcript culturesprint on remuneration and incentives [pdf]

      Transcripts

      Published: 03/12/2019

      Video transcript culture sprint on remuneration and incentives September 2019