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Sheree Howard's allowances and expenses: April 2019 - March 2020 [pdf]
Summary of allowances and expenses claimed by Sheree Howard, Executive Director of Risk and Compliance Oversight, including hospitality given outside of the FCA. -
Christopher Woolard's allowances and expenses: April 2019 - March 2020 [pdf]
Summary of allowances and expenses claimed by Christopher Woolard, executive FCA Board member and Director of Strategy and Competition, including hospitality given outside of the FCA. -
Andrew Bailey's allowances and expenses: April 2019 - March 2020 [pdf]
Summary of allowances and expenses claimed by Andrew Bailey, Chief Executive Officer, including hospitality given outside of the FCA. -
Charles Randell's allowances and expenses: April 2019 - March 2020 [pdf]
Summary of allowances and expenses claimed by Charles Randell, Chairman, including hospitality given outside of the FCA. -
Primary Market Bulletin Issue 25 [pdf]
This edition of the FCA’s Primary Market Bulletin covers takeover panel obligations and best practice for disclosing inside information under MAR. -
GC19/5: Primary Market Bulletin No. 25
We are consulting on a best practice note for government departments, industry regulators and public bodies only on identifying, controlling and disclosing inside information. -
Mini-bonds video transcript [pdf]
Firms issue speculative mini-bonds to raise money from investors to lend to a third party or invest in other companies or property. -
Temporary intervention on the marketing of speculative mini-bonds to retail investors [pdf]
Measures for 12 months from 1 January 2020 to address risks of consumer harm from the promotion of speculative mini-bonds to retail investors -
Temporary intervention on the marketing of speculative mini-bonds to retail investors
We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers. -
PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG) – Feedback and final rules for CP19/21 [pdf]
We are setting out changes to FCA DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.