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PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)
We are setting out changes to our DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors. -
Final Notice 2019: William Nelson [pdf]
This final notice (William Nelson) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Handbook Notice 71 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 October 2019 and 21 November 2019. Additionally, this Notice -
Final Notice 2019: William Scott Dickson (WD Motors trading as) [pdf]
This final notice (William Scott Dickson (WD Motors trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation -
Video transcript: FCA explains - using CMCs [pdf]
Transcript for FCA explains video: using CMCs -
Careers video transcript: What's life at the FCA really like in one word? [pdf]
Transcript – What’s life at the FCA really like in one word? -
Careers video transcript: Females working in technology FCA [pdf]
Transcript – Female employees discuss their experiences as females working in Technology at the FCA -
Careers video transcript: Using tech to help consumers FCA [pdf]
Transcript – Pavle Avramovic, a graduate from the Technology and Change programme, discusses how the FCA uses various technology to help consumers. -
Careers video transcript: What is unique about the FCA graduate programme 1 [pdf]
Transcript – FCA Graduate and Interns discuss what is unique about the FCA Graduate programme. -
Final Notice 2019: Henderson Investment Funds Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the Asset Management sector. We imposed a financial penalty.