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Final Notice 2019: Fletchers Building & Maintenance Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Board Minutes: 26 September 2019 [pdf]
Minutes from the FCA Board meeting on 26 September 2019. -
UK EMIR validation rules [xlsx]
Trade Repositories should use the UK EMIR Validation Rules when submitting derivative transactions entered into from 11pm on 31 January 2020 onwards. -
The FCA’s response to the Complaints Commissioner’s Report FCA00640 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00640 -
The FCA’s response to the Complaints Commissioner’s Report FCA00619 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00619 -
The FCA’s response to the Complaints Commissioner’s Report FCA00609 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00609 -
Letter - Effective liquidity management: good practice for Authorised Fund Managers [pdf]
We write to AFM chairs to review liquidity management practices in the authorised funds that they operate -
Number of skilled persons reports commissioned in Q2 2019 (July – September 2019) [pdf]
Number of skilled persons reports commissioned in Q2 2019 (July – September 2019) -
Hospitality and gift log: July to September 2019 [pdf]
Hospitality and gift log: July to September 2019 -
Andrew Bailey – Chief Executive: External, Board & Executive Committee Meetings for July to September 2019 [pdf]
Andrew Bailey – Chief Executive: External, Board & Executive Committee Meetings for July to September 2019