Publications

Showing 9301 to 9310 of 18845 search results.

9301. Charles Randell - Chairman: External, Board & Executive Committee Meetings for July to September 2019 [pdf]

      FOI releases

      Published: 01/11/2019

      Charles Randell - Chairman: External, Board & Executive Committee Meetings for July to September 2019

9302. Christopher Woolard - Executive Director of Strategy and Competition: External, Board & Executive Committee Meetings for July to September 2019 [pdf]

      FOI releases

      Published: 01/11/2019

      Christopher Woolard - Executive Director of Strategy and Competition: External, Board & Executive Committee Meetings for July to September 2019

9303. Global AML and Financial Crime TechSprint 2019

      TechSprints

      Published: 01/11/2019

      Last modified: 18/12/2025

      In July 2019, the FCA held a week-long TechSprint to find better ways of increasing the detection and prevention rates of financial crime.

9304. Handbook Notice 70 [pdf]

      Handbook

      Published: 31/10/2019

      This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019 and 24 October 2019. Additionally, this

9305. Market Watch 62 [pdf]

      Newsletters

      Published: 30/10/2019

      In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.

9306. Temporary Permissions Regime: amended direction (FSMA, 30 January 2020) [pdf]

      Handbook

      Published: 30/10/2019

      Temporary Permissions Regime: amended direction (FSMA, 30 January 2020).

9307. Temporary Permissions Regime: amended direction (UCITS, 30 January 2020) [pdf]

      Handbook

      Published: 30/10/2019

      Temporary Permissions Regime: amended direction (UCITS, 30 January 2020).

9308. Temporary Permissions Regime: amended direction (AIFM, 30 January 2020) [pdf]

      Handbook

      Published: 30/10/2019

      Temporary Permissions Regime: amended direction (AIFM, 30 January 2020).

9309. Temporary Permissions Regime: amended direction (Payments, 30 January 2020) [pdf]

      Handbook

      Published: 30/10/2019

      Temporary Permissions Regime: amended direction Payments, 30 January 2020).

9310. Temporary Permissions Regime: amended direction (E-money, 30 January 2020) [pdf]

      Handbook

      Published: 30/10/2019

      Temporary Permissions Regime: amended direction (E-money, 30 January 2020).