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Final Notice 2019: Octane Ultimate Travel Limited [pdf]
This final notice (Octane Ultimate Travel Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Earley and Lock (Weymouth) Limited [pdf]
This final notice (Earley and Lock (Weymouth) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FS19/6: Climate change and green finance
This Feedback Statement summarises the responses we received from stakeholders to our Discussion Paper (18/8) on Climate Change and Green Finance that we published in October 2018, and sets out our actions and next steps. -
Research Note: Machine learning in UK financial services [pdf]
Joint FCA and BoE Research Note on machine learning in UK financial services. -
Dear CEO letter: PPI: FCA expectations of claims management companies [pdf]
Our expectations of claims management companies (CMCs) when acting for their PPI customers and when issuing -
CP19/28: Motor finance discretionary commission models and consumer credit commission disclosure [pdf]
This consultation paper (CP19/28) seeks views on FCA plans to address consumer harm in the motor finance market by banning commission models that can incentivise a broker (including motor dealers) to increase a customer’s interest rate. We are -
CP19/29: Recovery of costs of supervising cryptoasset businesses under the proposed anti-money laundering regulations: fees proposals [pdf]
From 10 January 2020 the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses. This Consultation Paper sets out the proposals for recovering the costs of this new role. -
PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure
We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs. -
CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations
The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. -
SM&CR: Form K user guide for Enhanced firms [pdf]
Form K is the conversion notification form. It enables firms to tell us which approved individuals they wish to convert from the Approved Persons Regime (APR) to corresponding Senior Management Functions (SMFs) under the Senior Managers &