Publications
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PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union [pdf]
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PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies [pdf]
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Brexit: our approach to non-Handbook guidance where it relates to EU-law or EU-derived law [pdf]
This document sets out our approach to existing non-Handbook guidance where it relates to EU law or EU-derived law. -
Interpretative guide on completing our forms after the UK’s withdrawal from the EU [pdf]
A guide on how to complete after forms after the transition period. -
Brexit: our approach to EU non-legislative materials [pdf]
This guide sets out our approach to non-legislative material produced by the EU and, in particular, the European Supervisory Authorities (ESAs). -
PS19/11: Product intervention measures for retail binary options
In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK. -
PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union
This policy statement (PS) provides feedback on the responses we received to consultation and sets out the fees structure we will put in place for credit rating agencies (CRAs), trade repositories (TRs) and securitisation repositories (SRs) when -
Final Notice 2019: Leon Caush [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Motoring Matters Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Mansori Cars GB Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.