Publications

Showing 1111 to 1120 of 18798 search results.

1111. FCA explains: Uploading disclosures to the National Storage Mechanism (NSM) - what is changing? video transcript [pdf]

      Transcripts

      Published: 22/10/2025

      FCA explains: Uploading disclosures to the National Storage Mechanism (NSM) - what is changing video transcript.

1112. Notice of Decision 2025: TBC Tools Limited [pdf]

      Decision notices

      Published: 22/10/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

1113. Notice of Decision 2025: Road Race Performance Shropshire LTD [pdf]

      Decision notices

      Published: 22/10/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

1114. Notice of Decision 2025: 360 AUTOMOTIVE LTD [pdf]

      Decision notices

      Published: 21/10/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

1115. Information on applications under the regulatory gateway for approval of financial promotions - October 2025

      FOI releases

      Published: 21/10/2025

      Last modified: 22/12/2025

      The FCA provides information on applications under the regulatory gateway for approval of financial promotions

1116. Financial crime controls in corporate finance firms: survey findings

      Good and poor practice

      Published: 20/10/2025

      Last modified: 03/12/2025

      Findings from the FCA survey on financial crime controls in corporate finance firms, including areas for improvement and good practice.

1117. Multi-firm review of client categorisation in corporate finance firms: high-level observations

      Multi-firm reviews

      Published: 20/10/2025

      Last modified: 20/10/2025

      We reviewed firms’ compliance with COBS3 client categorisation rules and COBS4 certification requirements. We found gaps in firms’ assessments and records.

1118. Notice of Decision 2025: Highway Cars Ltd [pdf]

      Decision notices

      Published: 17/10/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

1119. NSM validation rules [xlsx]

      Documents

      Published: 17/10/2025

      These rules apply to all announcements submitted to the National Storage Mechanism (NSM) via a Primary Information Provider.

1120. NSM schema [xsd]

      Documents

      Published: 17/10/2025

      Primary Information Providers (PIPs) must use a specified schema National Storage Mechanism (NSM) schema.