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Information on S166 notices for RTS 22 transaction reporting or market surveillance failures - October 2025
The FCA provides information on S166 notices for RTS 22 transaction reporting or market surveillance failures -
Pre-application support service (PASS) video transcript [pdf]
Transcript for video explaining PASS for firms. -
Notice of Decision 2025: Gregsand Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP25/28: Progressing fund tokenisation [pdf]
Read the FCA's proposed new rules for fund tokenisation and direct-to-fund dealing. -
Final Notice 2025: BlueCrest Capital Management [pdf]
This Final Notice refers to a breach of Principle 8 related to conflicts of interest failings in the Asset Management sector. We imposed a public censure. -
Voluntary Application for Imposition of Requirement: BlueCrest Capital Management [pdf]
BlueCrest will establish and implement a redress scheme on the terms set out in the Schedule in this document. -
Notice of Decision 2025: Uk Lux Motors Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on FCA AI Live Testing - October 2025
The FCA provides information on FCA AI Live Testing -
Notice of Decision 2025: Levint Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: DSG Car Sales Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.