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Firms’ customer due diligence processes and controls: our findings
In 2025, we conducted a multi-firm review of Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and ongoing due diligence controls. -
Final Notice 2026: Thomas Plenderleith Adamson trading as Elgin Honda; Tom Adamson; Tom Adamson Motorcycles; Tom Adamson Scooter and Clothing Warehouse; Tom Adamson Scooters; and Tom Adamson Two Wheel Superstore [pdf]
This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application. -
FOI2026/00010 Annex A [csv]
Information onf supervision cases -
Notice of Decision 2026: Steven John Cugley t/a Barton Car Company [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FOI2026/00173 Annex B [csv]
Mortgages information -
Deferred payment credit TPR directions [pdf]
These directions are made under Article 7 (Direction in relation to process for registration for temporary permission) and Article 12 (Relevant applications) of the Deferred Payment Credit Order. -
Order of Deputy Master Valentine dated 31 March 2026 [pdf]
Order of Deputy Master Valentine dated 31 March 2026. -
Notification for registration Deferred Payment Credit (DPC) [docx]
The TPR is a temporary regime. It allows firms to continue carrying on DPC activity for a limited period while they prepare and apply for full authorisation. -
Discount rates and appraisal periods for the CBA of financial services regulation [pdf]
Oxera's review of the discount rate and appraisal period that we use in our CBAs. -
Terms of Reference for the Transaction and Post-trade Reporting Harmonisation Taskforce [pdf]
The terms of reference for the Transaction and Post-trade Reporting Harmonisation Taskforce.