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Regulatory Initiatives Grid - May 2026 Excel version [xlsx]
The Excel version of the 10th edition of the grid is produced by the Financial Services Regulatory Initiatives Forum. -
Financial Services Regulatory Initiatives Forum - Minutes: April 2026 [pdf]
Financial Services Regulatory Initiatives Forum meeting minutes April 2026. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition and -
MS26/2: Claims management services: market study terms of reference
The FCA is conducting a market study into claims management services. -
Call for Input: The future of tokenisation A joint vision from the authorities for UK wholesale financial markets [pdf]
Call for Input: The future of tokenisation A joint vision from the authorities for UK wholesale financial markets. -
Call for input: The future of tokenisation – a joint vision from the authorities for UK wholesale markets
The FCA and Bank of England (The Bank) are asking for views on how to support the safe adoption of tokenisation in UK wholesale financial markets. -
Notice of Decision 2026: HAYWARDS GIRTON GARAGE LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2026: J and J Motor Sales [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Credit rating agencies multi-firm review: Insights into surveillance, methodologies and internal controls
This multi-firm review is a continuation of the work we published under the first mult-firm review in November 2025. -
Frank Breuer 2026: Final Notice [pdf]
This Final Notice refers to breaches of FIT, COCON 2.1.1 and APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Investment Adviser sector. We imposed a prohibition and a financial penalty. -
Notice of Decision 2026: Vision Motors Leeds Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.