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Decision Notice 2025: Howard Roland Duckett [pdf]
“This Decision Notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. Our view is that a prohibition should be imposed. Mr Duckett referred the Decision Notice to the Upper Tribunal. Any findings in -
Aggregate complaints data: 2025 H1
This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2025, between between 1 January to 30 June 2025. This includes the latest trends and analysis by product group. -
Notice of Decision 2025: Beauforce Corporation Limited [pdf]
The Authority has given Beauforce Corporation Limited (“the Firm”) a Decision Notice to cancel the Firm’s registration. The Firm referred the Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional -
Aggregate complaints data to 2025 H1 [xlsx]
Aggregate sector wide firm complaints data for 2025 H1. Including opened, closed, upheld, speed of closure and redress. -
Notice of Decision 2025: SOUTHAMPTON CARS & VANS LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Charles James Group LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Primary Market Bulletin 59
This edition of the FCA’s Primary Market Bulletin covers issuer compliance with UK MAR, cryptoasset treasury strategies, short selling reforms, and disclosure updates. -
From Risk to Resilience: Integrating Adaptation into Finance [pdf]
The 2025 report of the CFRF Adaptation Working Group. -
Firm level complaints data 2025 H1 [xlsx]
Firm level complaints data 2025 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Final Notice 2025: Neil Sedgwick Dwane [pdf]
This Final Notice refers to breaches of market abuse related to Market Abuse Regulation in the Issuer sector. We imposed a financial penalty and prohibition.