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London Stock Exchange plc (RIE) - Rule Modification 20260731 [pdf]
The FCA directs that section 3.2.1 of the PISCES sourcebook applies to the firm, subject to the modifications in section 3.2.2, and that the market risk warning in section 3.7.1 is modified. The FCA also gives guidance on the use of restrictions to -
Handbook Notice 143 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 25 June 2026 and 30 July 2026. -
CP26/31: Policy Statement for the framework for a UK equity consolidated tape and next steps for delivery [pdf]
Read finalised key aspects of the regulatory framework for a UK equity consolidated tape, alongside consultation and call for input on further aspects of how the equity CT will work. -
CP26/30: Supporting equity market transparency and considering market structure developments [pdf]
Our Consultation Paper on equity market structure and transparency. -
Notice of Decision 2026: Vero Water Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2026: Ivy Rose Tools Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Methodology for the FCA’s Market Activity Reporter for Shares (MARS) [pdf]
This document outlines the FCA's methodology for ingesting, processing and publishing daily Total and Adjusted Market Activity metrics for UK-listed shares. -
CP26/30: Supporting equity market transparency and considering market structure developments
We are proposing targeted changes to enhance transparency, price formation and resilience in UK equity markets, support the new consolidated tape, and seek views on future market structure monitoring. -
Final Notice 2026: Monarch Sterling Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation. -
Final Notice 2026: Equity for Growth (Securities) Limited [pdf]
This Final Notice refers to breaches of COBS relating to misleading financial promotions in the Wholesale Financial Markets sector. The FCA issued a public censure.