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Primary Market/TN/710.2 - Sponsor Services: Principles for Sponsors [pdf]
Primary Market/TN/710.2 - Sponsor Services: Principles for Sponsors -
Primary Market Oversight and Listing Transactions – decision making and individual guidance process - Primary Market/PN/908.3 (Amendment) [pdf]
Primary Market Oversight and Listing Transactions – decision making and individual guidance process - Primary Market/PN/908.3 (Amendment). -
Guidance on application of complex financial history and significant financial commitment rules – Primary Market/TN/638.1 (Amendment) [pdf]
Guidance on application of complex financial history and significant financial commitment rules – Primary Market/TN/638.1 (Amendment). -
Notice of Decision 2025: MIKE NEAL GARAGES LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Level of disclosure for securities subject to conversion or write-down powers – Primary Market/TN/637.1 (Amendment) [pdf]
Level of disclosure for securities subject to conversion or write-down powers – Primary Market/TN/637.1 (Amendment) -
General insurance value measures underlying data - 2024 [xlsx]
This is the third full year of general insurance value measures data and covers January to December 2024. -
Sponsors: Identifying and managing conflicts - Primary Market/TN/701.4 (Amendment) [pdf]
Sponsors: Identifying and managing conflicts - Primary Market/TN/701.4 (Amendment) -
Final Terms – Primary Market/TN/629.4 (Amendment) version 2 [pdf]
Answers to common questions on final terms, to help issuers and practitioners interpret FCA rules. -
Zero coupon notes – Primary Market/TN/631.2 (Amendment) [pdf]
Zero coupon notes – Primary Market/TN/631.2 (Amendment) -
Sponsors: Application of principle to deal with the FCA in an open and co-operative manner – Primary Market/TN/713.2 [pdf]
Sponsors: Application of principle to deal with the FCA in an open and co-operative manner – Primary Market/TN/713.2