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Sponsors: Guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) – Primary Market/TN/714.5 [pdf]
Sponsors: Guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) – Primary Market/TN/714.5 -
Financial information on guarantors in debt prospectuses and requests for omission – Primary Market/TN/634.2 (Amendment) [pdf]
Financial information on guarantors in debt prospectuses and requests for omission – Primary Market/TN/634.2 (Amendment) -
Guidelines on disclosure requirements under the Prospectus Regulation and Guidance on specialist issuers - Primary Market/TN/619.1 (Amendment) [pdf]
Answers to common questions on disclosure requirements, to help issuers and practitioners interpret FCA rules. -
Content of the prospectus exemption document for takeovers, mergers and divisions – Primary Market/TN/608.1 [pdf]
Content of the prospectus exemption document for takeovers, mergers and divisions – Primary Market/TN/608.1. -
TCFD aligned climate-related disclosure requirements for listed companies – Primary Market/TN/802.2 (Amendment) [pdf]
TCFD aligned climate-related disclosure requirements for listed companies – Primary Market/TN/802.2 (Amendment) -
Disclosures in relation to ESG matters, including climate change – Primary Market TN 801.3 (Amendment) [pdf]
Disclosures in relation to ESG matters, including climate change – Primary Market TN 801.3 (Amendment) -
Sponsors: Practical implications of competence requirements for sponsors and applicants – Primary Market/TN/715.4 [pdf]
Sponsors: Practical implications of competence requirements for sponsors and applicants – Primary Market/TN/715.4 -
Documents available for inspection - Primary Market/TN/623.2 (Amendment) version 2 [pdf]
Answers to common questions on documents available for inspection, to help issuers and practitioners interpret FCA rules. -
Exemptions from the requirement to prepare a prospectus - Primary Market/TN/602.4 (Amendment) [pdf]
Exemptions from the requirement to prepare a prospectus - Primary Market/TN/602.4 Amendment) -
Working capital statements and risk factors – Primary Market/TN/321.3 (Amendment) version 2 [pdf]
Working capital statements and risk factors – Primary Market/TN/321.3 - amendment version 2