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Final Notice 2025: Sigma Broking Limited [pdf]
This Final Notice (Sigma Broking Limited) refers to breaches of PRIN 3 and MiFIR related to transaction reporting in the trading firm sector. We imposed a financial penalty. -
Notice of Decision 2025: J.D. AUTOS (N.I.) LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA 2025/26 Q1: Number of skilled persons reports commissioned [pdf]
Number of skilled persons reports commissioned in 2025/26 Q1 (1 April 2025 – 30 June 2025). -
FOI12273 Annex B [csv]
FOI12273 Annex B -
Notice of Decision 2025: Jonathan Burge [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FOI12213 Annex A [csv]
A tabulated summary of salutations (eg Mr, Mrs etc) for all SMF applications for UK listed insurers for the last 12 months. -
FOI12312 Annex A [csv]
TPR firm business model -
FOI12331 Annex A [csv]
List of the average fee charged by mortgage brokers to consumers. -
FOI12273 Annex D [csv]
Mortgage data. -
FOI12273 Annex C [csv]
Mortgage data.