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Primary Market Technical Note: Co-investment between closed-ended funds and their investment managers' employees - UKLA/TN/402.1 (Amendment) [pdf]
Primary Market Technical Note: Co-investment between closed-ended funds and their investment managers' employees - UKLA/TN/402.1 (Amendment) -
Primary Market Technical Note: Sponsor Services: Principles for Sponsors- FCA/TN/710.2 (Amendment) [pdf]
Primary Market Technical Note: Sponsor Services: Principles for Sponsors- FCA/TN/710.2 (Amendment) -
Primary Market Procedural note: Additional powers to supervise sponsors - UKLA / PN / 910.2 (Amendment) [pdf]
Primary Market Procedural note: Additional powers to supervise sponsors - UKLA / PN / 910.2 (Amendment) -
Primary Market Technical Note: Acquiring assets effected by way of a scheme of reconstruction - UKLA / TN / 401.1 (Amendment) [pdf]
Primary Market Technical Note: Acquiring assets effected by way of a scheme of reconstruction - UKLA / TN / 401.1 (Amendment). -
Primary Market Technical Note: Share buy-backs with mix and match facilities - February 2019 / FCA / TN / 202.2 (Amendment) [pdf]
Primary Market Technical Note: Share buy-backs with mix and match facilities - February 2019 / FCA / TN / 202.2 (Amendment) -
Primary Market Technical Note: Working capital statements and risk factors - May 2022 / Primary Market / TN / 321.2 (Amendment) [pdf]
Primary Market Technical Note: Working capital statements and risk factors - May 2022 / Primary Market / TN / 321.2 (Amendment) -
Primary Market Technical Note: Share buybacks – novel/complex approaches and Listing Principle 5 - UKLA / TN / 310.1 (Amendment) [pdf]
Primary Market Technical Note: Share buybacks – novel/complex approaches and Listing Principle 5 - UKLA / TN / 310.1 (Amendment) -
Primary Market Technical Note: Circulation and publication of unapproved documents - December 2019 / Primary Market / TN / 205.2 (Amendment) [pdf]
Primary Market Technical Note: Circulation and publication of unapproved documents - December 2019 / Primary Market / TN / 205.2 (Amendment) -
Primary Market Technical Note: Closed-ended investment funds with multiple share classes - UKLA / TN / 407.1 (Amendment) [pdf]
Primary Market Technical Note: Closed-ended investment funds with multiple share classes - UKLA / TN / 407.1 (Amendment) -
Primary Market Technical Note: Investment management agreements and independence of the board - UKLA / TN / 405.1 (Amendment) [pdf]
Primary Market Technical Note: Investment management agreements and independence of the board - UKLA / TN / 405.1 (Amendment)