Publications

Showing 3141 to 3150 of 18806 search results.

3141. Portfolio letter: SIPP Operators [pdf]

      Portfolio letters

      Published: 04/11/2024

      The FCA sets out its expectations for Self Invested Personal Pension (SIPP) Operators

3142. Final Notice 2024: Rashid Akhtar United Commercial Trading [pdf]

      Final notices

      Published: 04/11/2024

      This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application.

3143. Information on additional AIFMD Annex IV volume data - November 2024

      FOI releases

      Published: 04/11/2024

      Last modified: 02/01/2025

      FCA provides information on additional AIFMD Annex IV volume data.

3144. Handbook Notice 123 [pdf]

      Handbook

      Published: 01/11/2024

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 29 October 2024 and 31 October 2024.

3145. Notice of Decision 2024: Clive Garnett [pdf]

      Decision notices

      Published: 01/11/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3146. FG24/5: Prudential assessment of acquisitions and increases in control [pdf]

      Finalised guidance

      Published: 01/11/2024

      The FCA sets out expectations on how to identify controllers and submit the change in control notification.

3147. Warning Notice Statement 24/4 [pdf]

      Warning notices

      Published: 01/11/2024

      The FCA gave Crispin Odey a warning notice on 18 September 2024 proposing to take action in respect of the conduct summarised in this statement

3148. Notice of Decision 2024: The Colour Copier Company Ltd [pdf]

      Decision notices

      Published: 01/11/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3149. Notice of Decision 2024: Cambridge Motor Company Limited [pdf]

      Decision notices

      Published: 01/11/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3150. Sustainability Disclosure Requirements (SDR) and investment labels: pre-contractual disclosure examples [pdf]

      Good and poor practice

      Published: 01/11/2024

      Illustrative examples and approaches to showcase how applicants can meet the disclosure requirements.