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FG24/5: Prudential assessment of acquisitions and increases in control
The FCA sets out guidance firms should follow from 1 November 2024 to identify controllers for the purposes of FSMA. -
Final Notice 2024: Paul Adams [pdf]
This Final Notice refers to breaches of APER 6 and APER 7 related to a failure to provide suitable pension transfer advice to defined benefit pension customers. -
Notice of Decision 2024: President Boilers Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: P C I Holdings (NE) Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Steven Lawrence Hodgson [pdf]
This Final Notice refers to breaches of APER 2 and APER 7 related to a failure to provide suitable pension transfer advice to defined benefit pension customers. -
Notice of Decision 2024: Prime Automotive Group Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Annual Public Meeting 2024: Responses to unanswered questions [pdf]
Questions submitted to the Annual Public Meeting on 26 September 2024, but not answered at the meeting. -
Steve Smart diary engagementa Jul-Sep 2024 [pdf]
Diary engagements for Steve Smart from July to September 2024 -
Sheldon Mills diary engagements Jul-Sep 2024 [pdf]
Diary engagements for Sheldon Mills from July to September 2024 -
Nikhil Rathi diary engagements Jul-Sep 2024 [pdf]
Diary engagements for Nikhil Rathi from July to September 2024