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FCA Technical Note 302.2 amendment [pdf]
FCA Technical Note 302.2 amendment -
FCA Technical Note: Sponsor notifications – FCA TN 711.1 (Amendment) [pdf]
Practical points for sponsors sending notifications to the FCA. -
FCA Technical Note 307.1 amendment [pdf]
FCA Technical Note: Aggregating Transactions -
Primary Market Technical Note 340.3 amendment [pdf]
Profit forecasts and estimates. -
Primary Market Technical Note 633.2 amendment [pdf]
Pro forma financial information. -
Notice of Decision 2024: Backing British Business Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
FCA response to the Financial Services Regulation Committee [pdf]
FCA response to the Financial Services Regulation Committee on Consultation Paper CP24/2. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
Information on a list of the insurance firms - April 2024
FCA provides information on a list of the insurance firms. -
Application for Listing: Procedures, systems and controls confirmation form [docx]
Application for Listing: Procedures, systems and controls confirmation form