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Final Notice 2024: Hadyn Gamblin [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Handbook Notice 116 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 29 February 2024. -
Notice of Decision 2024: William Harold Booth [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP24/3: Quarterly Consultation Paper No. 43 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Final Notice 2024: Crossways Cars Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Changes to UK EMIR reporting requirements: figures [pdf]
Changes to UK EMIR reporting requirements: Figures 5.1 to 5.4 -
Notice of Decision 2024: Isle Of Wight Law Centre Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Medical and Aesthetic Training Academy Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP24/3: Quarterly Consultation Paper No. 43
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Portfolio letter: Asset Management & Alternatives Supervisory Strategy - interim update [pdf]
Our refreshed priorities for the AM and Alternatives portfolios following a strategy update.