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First Supervisory Notice 2024: RCWatches Ltd [pdf]
We have imposed on RCWatches Ltd a variation of the Firm’s Part 4A permission to perform regulated activities. -
Primary Market Bulletin 47
This edition covers Short Selling Regulation and Credit Rating Agency UK Market Share Report for 2022. -
Notice of Decision 2024: Coment Group Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Cancellation of society registrations in 2023 [pdf]
Cancellation of society registrations in 2023. -
FCA Board Minutes: 14 December 2023 [pdf]
FCA Board Minutes: 14 December 2023. -
Information on MDP rejection codes- January 2024
FCA provides information on MDP rejection codes- January 2024. -
Financial Promotions Annex for Dual Regulated firms [docx]
Financial Promotions Annex for Dual Regulated Firms -
Information on senior management functions - January 2024
FCA provides information on senior management functions. -
Notice of Decision 2024: Michael Oakden [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Graitec Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation