Publications
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CP26/28: The UK AIFM Regime
We're consulting on new rules for alternative investment fund managers. -
CP26/26: Segregated portfolio manager adviser reporting template [xlsx]
Reporting template for segregated portfolio managers and advisers. -
CP26/29: A tailored regime for captive insurance
We're consulting on a new, proportionate regulatory framework for captive insurers in the UK. -
CP26/27: Remuneration: Solo-regulated firms’ rules reform
The FCA is seeking views on proposals for a simpler, more proportionate remuneration regime for in-scope FCA solo-regulated firms. -
CP26/26: Fund Reporting for Asset Management Entities (FRAME)
We are consulting on a new regulatory reporting framework to simplify and improve how asset management firms report fund data. -
Asset allocation survey
This data is published as a result of a survey conducted by FCA seeking asset allocation data from a number of FCA regulated firms. -
Notice of Decision 2026: LOADED MOTORS LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Short positions disclosed to us – archived version [xlsx]
Archived version of the public individual net short positions reported to the FCA under the previous short selling regime. -
Response to the Treasury’s remit letter 2026 [pdf]
Letter from Nikhil Rathi, FCA chief executive to the Chancellor of the Exchequer regarding Section 1JA recommendations for the FCA. -
List of market makers relying on the market maker exemptions [pdf]
Market makers relying on the exemption under SSR TP 2.