Publications

Showing 10331 to 10340 of 18851 search results.

10331. Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]

       Decision notices

       Published: 04/12/2018

       This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.

10332. Welsh Language Scheme Annual Report for 2017/18 to the Welsh Language Commissioner [pdf]

       Corporate documents

       Published: 03/12/2018

       This report outlines the progress made by the FCA during 2017/18 in delivering services in accordance with our Welsh Language Scheme and to identify areas for future improvement.

10333. Adroddiad Blynyddol Cynllun Iaith Gymraeg ar gyfer 2017/18 i Gomisiynydd y Gymraeg [pdf]

       Corporate documents

       Published: 03/12/2018

       Pwrpas yr adroddiad monitro hwn yw amlinellu’r cynnydd sydd wedi’i wneud gan yr Awdurdod Ymddygiad Ariannol (yr FCA) yn ystod 2017/18 wrth ddarparu gwasanaethau yn unol â’n Cynllun Iaith Gymraeg ac adnabod meysydd i’w gwella yn y dyfodol.

10334. FCA Board Minutes: 25 October 2018 [pdf]

       Meeting minutes

       Published: 30/11/2018

10335. EU Withdrawal Impact Assessment [pdf]

       Impact assessments

       Published: 29/11/2018

10336. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding EU withdrawal impact assessment [pdf]

       Correspondence

       Published: 29/11/2018

10337. Cyber and Technology Resilience: Themes from cross-sector survey 2017 - 2018 [pdf]

       FCA research

       Published: 28/11/2018

       Last modified: 28/11/2018

10338. How to react to a ransomware attack (infographic) [pdf]

       Documents

       Published: 27/11/2018

       FCA's how to react to a ransomware attack (infographic)

10339. Final Notice 2018: Larksway Investments Limited (in Liquidation) [pdf]

       Final notices

       Published: 27/11/2018

       This final notice refers to breaches of COND, DISP, PRIN 6 and PRIN 11 related to threshold conditions, unfair treatment of customers and failing to be open and co-operative in the Insurance Mediation sector. We imposed a cancellation.

10340. Second Supervisory Notice 2018: P.F. (International) Limited [pdf]

       Supervisory notices

       Published: 27/11/2018

       Second Supervisory Notice 2018: P.F. (International) Limited